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4440. Financial Ethics
1.00 credits
Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 28-NOV-23 05.20.10.452462 AM
Enrollment Data | Section | Class Number | Notes | Instructor | Enrollment | Term | Session | Instruction Mode |
---|---|---|---|---|---|---|---|---|
1233 11171 1 H71 | H71 | 11171 | To view the syllabus visit this url; Syllabus |
Vanderpal, Geoffrey | 9/20 | Spring 2023 | Reg | Online |
1233 11654 1 Z81 | Z81 | 11654 | To view the syllabus visit this url; Syllabus |
Vanderpal, Geoffrey | 15/20 | Spring 2023 | Reg | Online |