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4440. Financial Ethics

1.00 credits

Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.

Grading Basis: Graded

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.

Last Refreshed: 02-DEC-22 AM
To view current class enrollment click the refresh icon next to the enrollment numbers.
Section Class Number Notes Instructor Enrollment Term Session Instruction Mode
H71 11171 VanderPal, Geoffrey 8/20 Spring 2023 Reg Online
Z81 11654 VanderPal, Geoffrey 13/20 Spring 2023 Reg Online