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4440. Financial Ethics

1.00 credits

Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.

Grading Basis: Graded

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.


Last Refreshed: 01-MAR-24 05.20.24.480094 AM
To view current class enrollment click the refresh icon next to the enrollment numbers.
Section Class Number Notes Instructor Enrollment Term Session Instruction Mode
H71 11171 To view the syllabus visit this url;
Syllabus
Vanderpal, Geoffrey 9/20 Spring 2023 Reg Online
Z81 11654 To view the syllabus visit this url;
Syllabus
Vanderpal, Geoffrey 15/20 Spring 2023 Reg Online